Securities and Exchange Board of India Act

Results: 411



#Item
151United States securities law / Government / 73rd United States Congress / United States Securities and Exchange Commission / Business / United States corporate law / Public administration / Securities and Exchange Board of India Act / Finance / Securities market / Securities and Futures Commission

CB[removed]) Bills Committee on Securities and Futures and Companies Legislation (Uncertificated Securities Market Amendment) Bill 2014 (“the Bill”)

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Source URL: www.legco.gov.hk

Language: English - Date: 2015-01-21 03:08:10
152Collective investment scheme / Investment management / Corporation / Securities and Exchange Board of India Act / Financial economics / Investment / Financial services

11. The investor Introduction 11.1 The rights and obligations of the parties to a collective investment scheme must be clearly defined. The Review sets out in chapter 10 the role and duties of scheme operators. This cha

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:07:19
153Financial markets / Funds / Stock market / Security / Secondary market / Collective investment scheme / Specialized investment fund / Securities and Exchange Board of India Act / Non-reporting issuer / Financial economics / Investment / Finance

CLEANaS Submission to the CAMAC in response to the discussion paper on Crowd Sourced Equity Funding Thank you for the opportunity to provide input to the discussion regarding Crowd Sourced Equity Funding (CSEF). CLEANaS

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:08:48
154Finance / Stock market / Financial markets / Security / Settlement / Clearing / Securities and Exchange Board of India Act / Securities / Financial economics / Investment

3/1 CHAPTER 3 ADMISSION OF PARTICIPANTS 301.

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Source URL: www.hkex.com.hk

Language: English - Date: 2014-08-29 06:39:10
155Late-2000s financial crisis / Deposit insurance / Securities and Exchange Board of India Act / Bank / Hong Kong law / Politics of Hong Kong

C017-e1 A BILL To Provide for the establishment of a Hong Kong Deposit Protection Board; to provide for the establishment by the Board of a Deposit Protection Scheme for the purpose of providing compensation to depositor

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Source URL: www.legco.gov.hk

Language: English - Date: 2004-03-15 06:04:12
156United States Securities and Exchange Commission / Financial economics / Finance / Corporate crime / U.S. Securities and Exchange Commission / Securities Act / Investment banking / Bangko Sentral ng Pilipinas / Securities and Exchange Board of India Act / United States securities law / Financial regulation / 73rd United States Congress

MALACAÑANG Manila PRESIDENTIAL DECREE No. 129 February 15, 1973 GOVERNING THE ESTABLISHMENT, OPERATION AND REGULATION OF INVESTMENT HOUSES

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Source URL: www.bsp.gov.ph

Language: English - Date: 2013-11-05 13:24:30
157Law / Humanities / Government / Architects Act / Securities and Exchange Board of India Act / James Madison / United States Constitution / Architects Registration in the United Kingdom

1 Education Legislation Amendment EDUCATION LEGISLATION AMENDMENT BILL 1995

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Source URL: www.legislation.qld.gov.au

Language: English - Date: 2010-01-04 00:35:13
158Law in the United Kingdom / English criminal law / Theft Act / Securities and Exchange Board of India Act / 111th United States Congress / Administrative law / Architects Registration in the United Kingdom

3 1=11-q1,1114 ANNO VICESIMO QUINTO

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Source URL: www.legislation.qld.gov.au

Language: English - Date: 2012-05-31 19:57:33
159Stock market / Financial markets / Futures contract / Securities market / Security / Short / Demat account / Securities and Exchange Board of India Act / Finance / Financial economics / Business

CHAPTER 11 TRANSACTION AND INVESTOR COMPENSATION LEVIES[removed]A Transaction Levy and an Investor Compensation Levy shall be payable to the Exchange on every purchase or sale of securities admitted to trading, listed, or

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Source URL: www.hkex.com.hk

Language: English - Date: 2014-11-13 02:53:22
160Securities / Investment / Security / Financial market / United States corporate law / SEC filings / Unidroit convention on substantive rules for intermediated securities / Securities and Exchange Board of India Act / Financial economics / Stock market / Finance

Ramin Marzbani SUBMISSION TO THE CAMA Review of CSEF. Confidential only as to the name of submitter, otherwise can be published. Question 1 In principle, should any provision be made in the corporations legislation to

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:08:50
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